Frequently Asked Questions

Answers to the questions we hear most from prospective and current clients.

The Fiduciary Relationship

What is a Fiduciary, and how are you compensated?

As a CFP® professional, I am legally and ethically bound to act in your best interest at all times. My advice prioritizes your goals above all else. My compensation is transparent, typically based on a percentage of assets under management or a flat planning fee depending on complexity. This structure ensures my success is directly tied to yours.

Are you "Fee-Only"?

While I work in a fiduciary capacity and am primarily fee-based, I maintain the ability to provide comprehensive solutions—such as specific insurance structures—that may involve commissions when they are the most efficient tool for a client’s estate or protection plan. Transparency is my priority; any and all compensation is disclosed upfront.

Our Planning Process

Am I making the most tax-efficient decisions for my wealth?

Tax-aware investing is a pillar of our process. We look at everything from location optimization to tax-loss harvesting to ensure you aren’t overpaying the IRS at the expense of your legacy.

How do you coordinate with my accountant and estate attorney?

I view my role as the central hub to your trusted professionals.

I'm managing my finances on my own for the first time. Where do I start?

Our first priority is to organize your immediate needs and create stability. We don’t make permanent, irreversible changes until you have the clarity and confidence to move forward. If you’ve recently lost a spouse, see how we can help.

Working Together

What size portfolio do you typically work with?

Our services are most impactful for families with $1M or more in investable assets, where generational wealth transfer and complex tax strategies become primary concerns. However, we often work with the next generation of our client families or those in significant life transitions regardless of the starting balance.

How often should I review my financial plan?

While we monitor portfolios daily, we typically conduct formal deep-dive reviews semi-annually or annually. However, any major life event—a birth, a death, a career change—triggers an immediate strategy session.

I'm managing my finances on my own for the first time. Where do I start?

While I enjoy meeting Westchester and NY Metro clients in person, I am fully equipped to work with families nationwide via secure video conferencing and encrypted file sharing technology.

Still have questions?

Let's have a no-pressure conversation about your goals and how we may be able to help.

Schedule a 15-Minute Introductory Call

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